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Disclosures

Gatsby Digital, Inc. is not a broker-dealer or investment advisor. Securities and investments are offered through Gatsby Securities, LLC., a registered broker dealer and member FINRA and SIPC. Additional information about your broker can be found by clicking here. “Gatsby” refers to Gatsby Digital, Inc.’s mobile App and website, and with securities offered through Gatsby Securities, LLC.

Options involve a high degree of risk and are not suitable for all investors as the special risks inherent to options trading may expose investors to potentially significant losses. Please read Characteristics and Risks of Standardized Options before deciding to invest in options.

References to commission free trading or free trading refer to $0 commissions charged on self-directed individual cash brokerage accounts that trade U.S. listed securities. SEC & FINRA fees may apply. Please refer to our fee schedule for a complete listing of relevant charges.

ⓘ View Important Disclosures

Important Disclosures

All investments involve risk and past performance of a security does not guarantee future results or returns. While diversification may help spread risk, it does not guarantee a profit or protect you against loss in a down market. There is always a potential to lose money when investing in securities, and investors need to fully consider their investment objectives prior to investing.

Through Gatsby Securities, LLC., a registered broker dealer and member of FINRA the Securities Investor Protection Corporation (SIPC), funds are available to meet customer claims up to a ceiling of $500,000, including a maximum of $250,000 for cash claims. For additional information regarding SIPC coverage, including a brochure, please contact SIPC at (202) 371-8300 or visit www.sipc.org. Our Clearing firm has purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection. This additional insurance policy becomes available to customers in the event that SIPC limits are exhausted and provides protection for securities and cash up to an aggregate of $600 million. This is provided to pay amounts in addition to those returned in a SIPC liquidation. This additional insurance policy is limited to a combined return to any customer from a Trustee, SIPC and London Underwriters of $150 million, including cash of up to $2.15 million. Similar to SIPC protection, this additional insurance does not protect against a loss in the market value of securities.

System response, trade executions and account access may be affected by market conditions, system performance, quote delays and other factors. The risk of loss in electronic trading can be substantial. You should therefore consider whether such trading is suitable for you in light of your financial resources and circumstances.

Gatsby Securities, LLC. is currently registered in the following jurisdictions. This is not an offer or solicitation in any jurisdiction where we are not authorized to do business. Gatsby makes no guarantee as to the currency, accuracy, or quality of information published and/or archived on this website, nor will Gatsby accept any responsibility for other organizations, businesses, and private persons that provide information on this website. All information on this website regarding products and services provided by Gatsby is subject to change without notice. Reasonable efforts are taken to ensure the accuracy and integrity of all information provided here, but Gatsby is not responsible for misprints, out of date information, or errors. Gatsby does not provide any financial or investment advice. Gatsby does not recommend or endorse any investment instruments or trading strategy. The material on this website is provided for informational and educational purposes only and shall not in any manner be considered a recommendation or endorsement of any strategy or investment. Any investment decision and/or strategy that you make or utilize, whether or not such a decision or strategy derives from or relies upon material accessed or provided through this website, is done so at your sole discretion and your own risk. Before making any investment decisions, please consult additional sources of information and/or your legal or tax advisor.

Investors should carefully consider the investment objectives and risk profile of Exchange Traded Funds (ETFs) prior to investing. The performance of ETFs can vary from the investment result of the targeted underlying indices. Expenses and fees can also impact the performance of ETFs and cause a divergence from the underlying index or ETF investment strategy. ETFs bare risks similar to those of other diversified portfolios. Inverse ETFs and Leveraged ETFs may not be suitable for all investors and may increase exposure to volatility through the short sale of securities, use of leverage, use of derivatives and other complex investment strategies. The ETF prospectus should be read carefully and contains additional critical information about the ETF. Customers should obtain prospectuses from the issuer and/or their third party agent. ETFs are required to distribute portfolio gains to shareholders at year end. These gains may be generated by portfolio rebalancing or the need to meet diversification requirements. ETF trading generates tax consequences for the ETF holder. Additional regulatory guidance on Exchange Traded Products can be found by clicking here.

Third party information posted to the Gatsby platform arising from the social community is not endorsed by Gatsby and should not be construed as investment advice, an offer or solicitation to purchase or sell any financial instrument. Gatsby does not endorse any third party content and it is expected that users vet third party information as to accuracy and completeness on their own. The information provided by third parties is not warranted as to completeness, timeliness or accuracy and is subject to change at any time, without notice. Gatsby reserves the right, at its sole discretion, to delete or edit any third party content posted within the platform. Any third party content posted on the platform does not reflect the views of Gatsby or any of their subsidiaries or affiliates. For additional questions, please contact our customer service department at support@trygatsby.com or call +1-856-393-6682.

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