Legal
Below you will find links to important documents.
Gatsby Documents
Commission & fee schedule
Data disclosures
Platform and Data Disclosures
Gatsby T&C’s
Use and risk disclosures
Gatsby Digital Privacy Policy
Gatsby Securities Privacy Policy and Annual Disclosure
Low priced securities disclosure
Gatsby Rewards Terms and Conditions
Gatsby Margin and Short Agreement
Gatsby Securities Business Continuity Plan
Extended Hours Trading Disclosures
Client Relationship Summary
Plaid End User Agreements
Popular Tickers in Gatsby
Apex Documents
Options Agreement
Apex New Account Form
Apex Annual Disclosure Statement
Apex Clearing Brochure
Statement of financial condition
FDIC Insurance Sweep T&C's
Apex Margin Disclosure Statement
Master Securities Lending Agreement
Fully-Paid Securities Lending Program
Apex SEC Rule 606 and 607 Disclosures Regarding Payment for Order Flow
Regulatory Documents
Characterization & Standard risk of options
Day Trading risk disclosure
Customer ID Program Notice
ETF Disclosure
OPRA Policy with Respect to the Term NONPROFESSIONAL
OPRA Subscriber Agreement
UTP Plan Subscriber Agreement Terms and Conditions
Orbis CTA Exhibit B Agreement for Market Data Display Services